Review of federal and state regulation of the public distribution, offer, and sale of corporate securities; study of the Securities Act of 1933 and portions of the Securities Exchange Act of 1934; types of securities and underwriting techniques; key definitions and exemptions in the statutes; state securities law with emphasis on the securities registration and anti-fraud aspects of the Texas Securities Act. Credits 3. 3 Lecture Hours.
Review of federal and state regulation of the public distribution, offer, and sale of corporate securities; study of the Securities Act of 1933 and portions of the Securities Exchange Act of 1934; types of securities and underwriting techniques; key definitions and exemptions in the statutes; state securities law with emphasis on the securities registration and anti-fraud aspects of the Texas Securities Act. Credits 3. 3 Lecture Hours.
