The objective of the course is to provide students with a basic and general understanding of securities law, as well as the public policy concerns underlying securities regulation in Alberta and Canada. The course covers the foundational concepts of securities law, as well as such topics as the prospectus process, exempt market transactions, continuous disclosure requirements, insider trading rules, take-over bid rules, civil liability, and enforcement. Prerequisite: LAW 451.
The objective of the course is to provide students with a basic and general understanding of securities law, as well as the public policy concerns underlying securities regulation in Alberta and Canada. The course covers the foundational concepts of securities law, as well as such topics as the prospectus process, exempt market transactions, continuous disclosure requirements, insider trading rules, take-over bid rules, civil liability, and enforcement. Prerequisite: LAW 451.
